Individual filings
UBS SECURITIES LLC — filing by filing
All 30 stored filings on record for UBS SECURITIES LLC, each with its case number, decision date, occupation, offered wage and worksite. Every block states how many worker positions the filing covers and under which petition type, because those are not the same thing as people.
- Filings shown
- 30
- New-employment positions
- 3
- Continued-employment positions
- 19
- Certified
- 29
Every individual filing we hold for this employer.
Latest decision Mar 31, 2026
Positions filed as NEW employment across the filings below — the closest honest read on new people being sponsored.
The same worker renewed. Shown separately and never added to the figure on its left, because adding them would count one person twice.
Filings certified by the Department of Labor. Certification is permission to file with USCIS, not a visa.
0 denied · 1 withdrawn
How to read a position count
Each filing below says how many worker positions it covers. That is a count of positions on one application, not a count of people, and the petition type is what tells the two apart. A new employment filing is a worker being sponsored into a role. A continued employment filing is the same person already doing the job, renewed for another term — so a company that renews the same ten employees every three years produces ten more positions each time without hiring anyone.
That is why nothing on this page adds the position column up. Across the filings shown, UBS SECURITIES LLC filed 3 new-employment and 19 continued-employment positions; those are two different measurements and their sum describes nobody.
The 12 most recent filings
Newest decision first. Case numbers are public and are the DOL's own identifier for the application.
Ass. Dir., Research Americas Eq. US Softlines & Luxury Ass.
I-200-26083-724663
CertifiedDecided Mar 31, 202613-2099.01 · Financial Quantitative Analysts · Level III
$160,000–$164,999 band offered/yr · prevailing $150,000–$154,999 band
New York, NY · Sep 2026 → Sep 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Director, Investment Banker
I-200-26083-725545
CertifiedDecided Mar 31, 202613-2051.00 · Financial and Investment Analysts · Level IV
$275,000–$279,999 band offered/yr · prevailing $175,000–$179,999 band
New York, NY · Sep 2026 → Sep 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Director, Derivatives & Solutions Business Manager
I-200-26083-725627
CertifiedDecided Mar 31, 202613-2051.00 · Financial and Investment Analysts · Level IV
$185,000–$189,999 band offered/yr · prevailing $175,000–$179,999 band
New York, NY · Sep 2026 → Sep 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Investment Banking Associate
I-200-26083-725660
CertifiedDecided Mar 31, 202613-2051.00 · Financial and Investment Analysts · Level III
$225,000–$229,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Sep 2026 → Sep 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Assoc. Dir., Global Banking - Americas Financial Inst. Group
I-200-26082-722005
CertifiedDecided Mar 30, 202613-2051.00 · Financial and Investment Analysts · Level III
$225,000–$229,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Sep 2026 → Sep 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Director, Trader
I-200-26074-703828
CertifiedDecided Mar 20, 202613-2051.00 · Financial and Investment Analysts · Level IV
$225,000–$229,999 band offered/yr · prevailing $175,000–$179,999 band
New York, NY · Aug 2026 → Aug 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Global Banking
I-200-26064-681827
CertifiedDecided Mar 12, 202613-2051.00 · Financial and Investment Analysts · Level III
$225,000–$229,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Jul 2026 → Jul 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Investment Banker, M&A
I-203-26058-669695
CertifiedDecided Mar 6, 202613-2051.00 · Financial and Investment Analysts · Level III · E-3 Australian
$225,000–$229,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Mar 2026 → Mar 2028 · Full-time
Covers 1 position — 1 new employment
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Quantitative Analyst
I-200-26057-666232
CertifiedDecided Mar 5, 202613-2051.00 · Financial and Investment Analysts · Level III
$225,000–$229,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Aug 2026 → Aug 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Global Banking - Americas Healthcare
I-200-26050-650799
CertifiedDecided Feb 26, 202613-2051.00 · Financial and Investment Analysts · Level III
$175,000–$179,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Aug 2026 → Aug 2029 · Full-time
Covers 1 position — 1 change of previous employment
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Director, Research - Economics & Strategy - Latam Economist
I-200-26043-636060
CertifiedDecided Feb 20, 202613-2051.00 · Financial and Investment Analysts · Level IV
$225,000–$229,999 band offered/yr · prevailing $175,000–$179,999 band
New York, NY · Aug 2026 → Aug 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Associate Director, Global Banking - Americas Healthcare
I-200-26036-621751
Certified, then withdrawnDecided Feb 19, 202613-2051.00 · Financial and Investment Analysts · Level III
$175,000–$179,999 band offered/yr · prevailing $145,000–$149,999 band
New York, NY · Aug 2026 → Aug 2029 · Full-time
Covers 1 position — 1 continued employment (renewal)
One position, so this filing is one identifiable person. The wage is shown as its $5,000 band, the dates to the month, and the street address is not published.
Every stored filing
All 30 stored filings, in one table. Positions and petition type sit side by side so a renewal never reads as a hire.
| Filing | Status | Occupation | Offered wage | Worksite | Employment period | Positions | Petition type |
|---|---|---|---|---|---|---|---|
| Ass. Dir., Research Americas Eq. US Softlines & Luxury Ass.I-200-26083-724663 | CertifiedMar 31, 2026 | 13-2099.01 · Financial Quantitative AnalystsLevel III | $160,000–$164,999 band$5k band | New York, NY | Sep 2026 → Sep 2029 | 1 | 1 Continued employment (renewal) |
| Director, Investment BankerI-200-26083-725545 | CertifiedMar 31, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $275,000–$279,999 band$5k band | New York, NY | Sep 2026 → Sep 2029 | 1 | 1 Continued employment (renewal) |
| Director, Derivatives & Solutions Business ManagerI-200-26083-725627 | CertifiedMar 31, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $185,000–$189,999 band$5k band | New York, NY | Sep 2026 → Sep 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Investment Banking AssociateI-200-26083-725660 | CertifiedMar 31, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $225,000–$229,999 band$5k band | New York, NY | Sep 2026 → Sep 2029 | 1 | 1 Continued employment (renewal) |
| Assoc. Dir., Global Banking - Americas Financial Inst. GroupI-200-26082-722005 | CertifiedMar 30, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $225,000–$229,999 band$5k band | New York, NY | Sep 2026 → Sep 2029 | 1 | 1 Continued employment (renewal) |
| Director, TraderI-200-26074-703828 | CertifiedMar 20, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $225,000–$229,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Global BankingI-200-26064-681827 | CertifiedMar 12, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $225,000–$229,999 band$5k band | New York, NY | Jul 2026 → Jul 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Investment Banker, M&AI-203-26058-669695 | CertifiedMar 6, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $225,000–$229,999 band$5k band | New York, NY | Mar 2026 → Mar 2028 | 1 | 1 New employment |
| Associate Director, Quantitative AnalystI-200-26057-666232 | CertifiedMar 5, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $225,000–$229,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Global Banking - Americas HealthcareI-200-26050-650799 | CertifiedFeb 26, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $175,000–$179,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Change of previous employment |
| Director, Research - Economics & Strategy - Latam EconomistI-200-26043-636060 | CertifiedFeb 20, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $225,000–$229,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Global Banking - Americas HealthcareI-200-26036-621751 | Certified, then withdrawnFeb 19, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $175,000–$179,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Continued employment (renewal) |
| Assoc. Dir., Global Banking - Americas Consumer & RetailI-200-26041-630223 | CertifiedFeb 18, 2026 | 11-9199.02 · Compliance ManagersLevel III | $200,000–$204,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Change of previous employment |
| Associate Director, Global BankingI-200-26034-615775 | CertifiedFeb 10, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel III | $175,000–$179,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Change of previous employment |
| Director, Business ManagerI-200-26033-612739 | CertifiedFeb 9, 2026 | 13-2054.00 · Financial Risk SpecialistsLevel III | $160,000–$164,999 band$5k band | New York, NY | May 2026 → May 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Global Markets Trading Analyst - QuantI-200-26027-593565 | CertifiedFeb 3, 2026 | 13-2099.01 · Financial Quantitative AnalystsLevel III | $160,000–$164,999 band$5k band | New York, NY | Jan 2026 → Jan 2029 | 1 | 1 Continued employment (renewal) |
| Employee - QIS Platform TeamI-200-26027-594403 | CertifiedFeb 3, 2026 | 13-2099.01 · Financial Quantitative AnalystsLevel II | $115,000–$119,999 band$5k band | New York, NY | Jan 2026 → Jan 2029 | 1 | 1 Amended petition |
| Executive Director, Global Banking-Americas Advisory M&AI-200-26022-581947 | CertifiedJan 29, 2026 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $325,000–$329,999 band$5k band | New York, NY | Jul 2026 → Jul 2029 | 1 | 1 Change of previous employment |
| Associate Director, Quantitative AnalystI-200-26020-571056 | CertifiedJan 27, 2026 | 13-2099.01 · Financial Quantitative AnalystsLevel III | $160,000–$164,999 band$5k band | New York, NY | Jul 2026 → Jul 2029 | 1 | 1 Continued employment (renewal) |
| Employee, Regulatory Reporting AnalystI-200-25354-500109 | CertifiedDec 29, 2025 | 15-2051.01 · Business Intelligence AnalystsLevel II | $110,000–$114,999 band$5k band | New York, NY | Jan 2026 → Jan 2029 | 1 | 1 Amended petition |
| Executive Director, Global Markets-Content & Advisory SalesI-200-25337-454593 | CertifiedDec 10, 2025 | 41-3031.00 · Securities, Commodities, and Financial Services SaLevel IV | $275,000–$279,999 band$5k band | New York, NY | Jun 2026 → Jun 2029 | 1 | 1 Continued employment (renewal) |
| Director, ICLS-Onboarding - Mandate Transition ManagerI-200-25337-452408 | CertifiedDec 9, 2025 | 13-1081.00 · LogisticiansLevel IV | $105,000–$109,999 band$5k band | Morrisville, NC | Mar 2026 → Mar 2029 | 1 | 1 Continued employment (renewal) |
| Executive Director, Global Equity Finance SalespersonI-203-25337-452460 | CertifiedDec 9, 2025 | 41-3031.00 · Securities, Commodities, and Financial Services SaLevel IV | $270,000–$274,999 band$5k band | New York, NY | Apr 2026 → Apr 2028 | 1 | 1 Continued employment (renewal) |
| Director, Software EngineerI-200-25329-436428 | CertifiedDec 3, 2025 | 15-1252.00 · Software DevelopersLevel IV | $250,000–$254,999 band$5k band | New York, NY | May 2026 → May 2029 | 1 | 1 Continued employment (renewal) |
| Director, Investment BankerI-201-25325-428391 | CertifiedDec 1, 2025 | 13-2051.00 · Financial and Investment AnalystsLevel IV | $275,000–$279,999 band$5k band | New York, NY | Dec 2025 → Dec 2028 | 1 | 1 New employment |
| Associate Director, Investment Banking AssociateI-202-25324-424929 | CertifiedNov 28, 2025 | 13-2051.00 · Financial and Investment AnalystsLevel III | $175,000–$179,999 band$5k band | New York, NY | May 2026 → May 2029 | 1 | 1 New employment |
| Employee, Junior Rates TraderI-200-25315-398974 | CertifiedNov 18, 2025 | 13-2051.00 · Financial and Investment AnalystsLevel II | $125,000–$129,999 band$5k band | New York, NY | Jan 2026 → Jan 2029 | 1 | 1 Change of employer |
| Director, Quantitative AnalystI-200-25310-383160 | CertifiedNov 14, 2025 | 13-2099.01 · Financial Quantitative AnalystsLevel IV | $235,000–$239,999 band$5k band | New York, NY | Nov 2025 → Nov 2028 | 1 | 1 Change of employer |
| Director, IB Operations-Service Delivery ManagerI-200-25273-343606 | CertifiedNov 6, 2025 | 13-2054.00 · Financial Risk SpecialistsLevel III | $175,000–$179,999 band$5k band | New York, NY | Jan 2026 → Jan 2029 | 1 | 1 Continued employment (renewal) |
| Associate Director, Global Banking-Americas HealthcareI-200-26084-728410 | Certified | 13-2051.00 · Financial and Investment AnalystsLevel III | $175,000–$179,999 band$5k band | New York, NY | Aug 2026 → Aug 2029 | 1 | 1 Continued employment (renewal) |
Why some filings show a wage band instead of a salary
A filing covering a single position identifies one person. Those rows are published at reduced precision rather than dropped.
30 of the 30 filings shown cover exactly one worker position. A job title, a metro, an exact salary and an exact start date, published under an employer’s name, identify that individual to anyone who knows where they work — so those rows carry the $5,000 wage band instead of the salary, the month instead of the day, and no street address.
Filings covering two or more positions are shown in full: at least two workers share every attribute on the row by construction, which is precisely why they were filed together. Nothing is dropped either way — around nine in ten labor condition applications are single-position, and hiding them would misrepresent every employer’s activity by omission.
Each row above is one Labor Condition Application published by the US Department of Labor for UBS SECURITIES LLC as that name appears on the filing. A certified LCA is the employer’s wage and worksite commitment, and permission to petition USCIS — it is not a visa, not an approval, and not a job offer. Position counts are worker positions on the application, never a headcount. How these pages are built.